About the role#
This internship provides an opportunity to support the Compliance Licensing & Registration team at Stifel. You will assist with the processing of securities registrations and maintain accurate records for our broker-dealer subsidiaries and affiliates. This role requires working on-site in Saint Louis during the summer of 2027.
What you'll do#
- Prepare and process securities registrations for licensed individuals.
- Handle registration requests for broker-dealer subsidiaries and affiliates.
- Manage jurisdiction applications and terminations while monitoring for potential violations.
- Process Form U4 filings and keep records current in the BETA (REGR) system.
- Maintain accurate information for NRF associates, representatives, and investment advisors.
- Ensure all activities comply with industry rules and regulations.
- Complete administrative tasks such as scan filing, report generation, and spreadsheet maintenance.
- Respond to phone calls and assist with special projects or confidential issues.
What you'll need#
- Current enrollment in an undergraduate degree program, preferably in Business Administration, Finance, or Economics.
- Completion of at least one year of college coursework.
- A record of academic achievement and participation in extracurricular activities.
- Proficiency in Microsoft Excel, Word, and Outlook.
- Comfort using web-based data input systems.
- Strong analytical, communication, and interpersonal skills.
- Ability to work independently and manage your own time to meet deadlines.
Location & details#
- Location: Saint Louis, Missouri.
- Work Modality: On-site.
- Term: Summer 2027.
- Schedule: Standard working hours of 7:30 a.m. to 4:30 p.m. CST.
- Employment Status: Full-time and paid.
About Stifel Financial Corp.
Stifel Financial Corp. is a financial services holding company based in St. Louis, Missouri. It provides brokerage, investment banking, and advisory services to individual investors, businesses, and municipalities. The firm operates through more than 400 locations across the United States. It maintains a large network of financial advisors and manages multiple subsidiaries including retail banks and trust companies.
How to get in at Stifel Financial Corp.
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