About the role#
As a Compliance Data Intern, you will support our compliance team by managing the data used to monitor the activities of advisors and registered representatives. This is a full-time, on-site position based in Topeka, Kansas. You will work on a rolling basis to help maintain the integrity of our surveillance systems.
What you'll do#
- Manage and troubleshoot data errors to keep the surveillance system running.
- Maintain active data feeds for personal trading accounts.
- Perform audits on surveillance system files.
- Lead compliance projects and drive initiatives independently.
- Assist other compliance teams with various tasks as assigned.
What you'll need#
- Interest in compliance and data management.
- Ability to work independently and take ownership of projects.
- Strong problem determination skills and attention to detail.
- Ability to learn compliance requirements and regulations.
- Clear written and verbal communication skills.
- Preferred: Completed coursework in business administration, data analytics, business transactions, or related fields.
- Preferred: Experience or interest in data analytics.
Location & details#
- Location: Topeka, Kansas.
- Work Modality: On-site.
- Employment Type: Full-time.
- Compensation: This is a paid internship.
About Advisors Excel
Advisors Excel is an independent marketing organization for the financial services sector. Founded in 2005, the company provides business coaching, marketing services, and operational support to independent financial advisors. It is based in Topeka, Kansas, and employs between 501 and 1,000 people. The firm focuses on helping financial professionals manage their business operations and product offerings.
How to get in at Advisors Excel
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